MTN Officer - Compliance Officer Risk and Compliance Jobs in South Africa

MTN Officer - Compliance Officer Risk and Compliance Jobs in South Africa

Mission

The Compliance Officer MFS and Financial Crimes is responsible for the execution of compliance monitoring and oversight (second line role) in the Mobile Financial Services (MFS) and Financial Crimes business units, using the established MTNSA Compliance Framework.

The role is to conduct compliance reviews to assess compliance with applicable regulations, rules, codes, guidelines, license obligations, generally accepted practices, standards, internal policies, processes, and procedures relevant to compliance and regulatory requirements in the Mobile Financial Services and Financial Crime industry and MTNSA.

Key Tasks

Conduct compliance monitoring to assess compliance to applicable legislation, policies, processes and procedures by:

Assist in maintaining the compliance risk register.

Assist in the development of Compliance Risk Management Plans.

Planning and executing of compliance monitoring reviews in line with the approved Compliance Monitoring Plan

Monitoring, testing, and reporting on compliance related issues within the MFS Business unit and supporting business units.

Developing compliance assurance checklists, working papers and other documentation required to perform the compliance reviews.

Documenting and maintaining working files for compliance reviews performed.

Identifying areas of potential and actual non-compliance with applicable legislation and Policies, Processes and Procedures (PPPs).

Regularly following up on issues identified and raised in reviews to ensure resolution of corrective actions.

Recommend/escalate to relevant stakeholders on required remedial action to ensure compliance with all legislation and PPPs.

Assist in conducting training and awareness campaigns within the organisation.

Participate in the development and rolling out of the compliance training and awareness programmes.

Remain abreast with industry changes relating to MFS related products and services.

Role Dependencies

Active support from the Compliance Supervisor: MFS and Financial Crimes

Comprehensive understanding of MTNSA Compliance Policy & Manual

Relationship building and maintenance

Maintain good relationships with

all stake holders, without compromising the compliance monitoring function

Ensure that relationships and cooperation between stakeholders do not influence the objective nature of compliance monitoring.

Report Generation

Generate draft and final report to management on areas of non-compliance to applicable legislation and PPPs.

Customer Satisfaction

Ensure review needs and requirements are satisfied through appropriate systems, processes, and procedures.

Proactively engage auditees on all non-compliance issues noted before drafting the reports.

Adopt a proactive approach to prevent areas of risk from arising in the future

Initiate change to continually improve all aspects of service delivery.

Education

Minimum: 3-year National Diploma (NQF6) or Degree (NQF7) in

Auditing/Internal Auditing

Risk and Compliance Management

Compliance/Regulatory management

Law

AML//CFT/IAT/CIA Certification or any other related qualification is advantageous

Experience

Minimum of at least 3 years in:

Compliance Management

Risk and Compliance Management

External/Internal Auditing or IT Auditing

Financial Crime Management and Regulatory Compliance

At least 2 years’ experience in auditing or managing regulatory and compliance requirements within the Fintech, Financial Services, Insurance, Banking industry

Good command of English and

Any, relevant other experience to Risk, Compliance and Anti Money Laundering and Combating Terrorisms Financing

How to Apply

For more information and job application details, see; MTN Officer - Compliance Officer Risk and Compliance Jobs in South Africa

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