KCB Bank Jobs in Kenya
KCB Bank Assistant Legal Manager Jobs in Kenya
ResponsibilitiesProvide support in ensuring that each subsidiary/division/department/unit of KCB Group follows all applicable laws and regulations.
Analyze and disseminate the compliance requirements of existing, new and/or revised laws and regulations. Provide advice in relation to compliance matters as contained in the legislation.
Conduct internal compliance audits and examinations to ensure compliance.
Liaise with relevant subsidiary/division/department/unit of KCB Group where legal risks have been identified, to develop mitigating measures and implement remedial action.
Formulate legal compliance checklists and matrixes to be used for undertaking legal compliance reviews to ensure compliance by the Bank.
Conduct legal risk analysis and provide legal support for new and ongoing Bank projects.
Provide legal support in research, drafting and review of Bank policies, product terms and conditions.
Prepare appropriate legal risk reports for use by management.
Qualifications
A Bachelor’s degree in Law
Post Graduate Diploma from Kenya School of Law.
At least 3 years' post admission experience in dispute resolution/litigation
At least 2 years' experience in legal drafting
At least 2 years' demonstrated experience in legal communication and advocacy
Excellent interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.
How to apply
Interested candidates should apply online by 17th November, 2017
For more information and job application details, see; KCB Bank Assistant Legal Manager Jobs in Kenya
KCB Bank Assistant Risk Manager - Kcb Capital Jobs in Kenya
Responsibilities
Review industry rules and regulations ensuring Capital Market Authority, Nairobi Security Exchange & Central Depository Settlement Corporation regulatory requirements are compiled with and/or operationalized in the business.
Continuously monitor changes in the regulatory framework and ensure that contractual documents, policies and procedures are up to date and comply with those changes/ reviews.
Monitor all Brokerage transactions and advise on their potential adverse implications for KCB Capital while ensuring the implementation of mitigating strategies.
Continuously review and confirm that all Risks (Credit, Market, Legal and Operational Risks) affecting the Business have been identified, assessed and controlled.
Prepare reports for Management review as well as for the Regulators within the stipulated guidelines and timelines.
Review all complaints lodged by clients and counterparties and recommend actions to address any weakness in the Internal Systems that led to actions causing the complaint.
Conduct surprise checks to monitor and ensure adequate operational control standards are in place.
Provide continuous training / engagements to the Business team and other stakeholders on regulatory issues pertaining to KCB Capital.
Monitor the Unit’s Risk Register & KRIs ensuring adequate and relevant Business Continuity Plans are maintained and tested regularly.
Qualifications
Business related degree from an institution recognized by Commission for Higher Education.
Professional qualification in ACCA / CPA (K) / CFA / AKIB or MBA is an added advantage.
Minimum of 3 years’ experience in Financial Services Industry; 2 years’ of which must have been in compliance, monitoring & reporting as per CMA, NSE & CDSC regulatory requirements.
Appreciation of Risk Management with thorough knowledge of Brokerage / Investment Banking products & services; internal controls, operations and regulatory environment
Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.
Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.
Assertive, self-motivated with desire to succeed in a fast-paced financial services environment.
How to apply
Interested candidates should apply online by 22nd November, 2017
For more information and job application details, see; KCB Bank Assistant Risk Manager - Kcb Capital Jobs in Kenya
KCB Bank Assistant Compliance Manager
- Investor Services Jobs in Kenya
Responsibilities
Legal and Regulatory Compliance
Review industry rules and regulations, (CMA, RBA, CBK) circulars including practice notes and provide guidelines for operationalization in the business.
Review all contractual documents (Trustee Agreements, Custody Agreements, Trust Deeds, etc.) and Service Level Agreements with counterparties ( Brokers, Fund Managers, Administrators, CDSC) for completeness and ensure that the Bank’s interest is adequately covered and documents properly executed by the parties.
Continuously monitor changes in the regulatory framework and ensure that the Bank’s Custody and Trustee Services contractual documents, policies and procedures are up to date and comply with those changes/ reviews.
Review industry regulations for new products and provide guidelines for operationalization in the business.
Provide continuous training / engagement to the business team and other stakeholders on regulatory issues pertaining to the Custody & Trustee Services business
Maintain good business relationships with all industry regulators.
Operational Compliance
Monitor and ensure compliance with on-going licensee obligations, conduct obligations, record keeping and reporting obligations
Undertake compliance checks and make compliance reports to management. (Checks on Trustee Services, CDA Services, Custody Services, and Facility Agency).
Monitor and ensure compliance with all regulatory reporting requirements (CMA, RBA & CBK) within the stipulated timelines.
Conduct surprise checks to monitor and ensure adequate operational control standards are in place
Drive the integration of the regulatory changes into the Unit’s operational procedures.
Confirm annual AML compliance documentation is received and reviewed.
Monitor the Unit’s Risk Register and KRI’s.
Review and confirm that all risks (Credit, Market, Legal and Operational risks) affecting the business have been identified, assessed, and controlled.
Monitor and ensure timely lodgment of applications for renewal of Custody and Trustee Services business licenses and payment of regulatory levies.
Review all complaints lodged by clients and counterparties and recommend action to address the weaknesses in the internal systems that led to the action causing the complaint.
Ensure adequate and relevant business continuity plans are maintained and tested regularly.
Qualifications
University Degree preferably in Law or in a Business related field from a Recognized institution.
Professional qualification in ACCA / CPA (K) / CPS (K) / AKIB or MBA is an added advantage
Minimum of 5 years’ experience in Financial Services Industry with strong biases towards Capital Markets / Retirement Benefits Sector / Trustee Services & Facility Agency Services
3 years’ experience in compliance monitoring & reporting obligations as per CMA, RBA & CBK regulatory requirements; 2 years' of which must be in a managerial role
Good understanding of various Sectors, products & services within Corporate Banking, including the market trends & challenges.
An appreciation of Risk Management and knowledge of Internal Controls in Investor Services.
Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.
Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.
Assertive, self-motivated with desire to succeed in a fast-paced financial services environment.
How to apply
Interested candidates should apply online by 22nd November, 2017
For more information and job application details, see; KCB Bank Assistant Compliance Manager - Investor Services Jobs in Kenya
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