KCB Bank Compliance Manager Jobs in Kenya

KCB Bank Compliance Manager Jobs in Kenya



Key Responsibilities

  • Liaise with departments to carry out compliance risk events data collection, analysis and preparation of reports including recommendations to mitigate all non-compliance exposures.

  • Carry out status and performance reviews and ensure compliance with BAU compliance responsibilities for KCB Investment Bank.

  • Plan, monitor, support organization of Compliance, Reputational risk and Ethics compliance policies standards training across the departments.

  • Review of BAU activities to oversee reputational risk, compliance, ethics and operational, processes and procedures, reporting any findings to the Senior Manager, Risk & Compliance and KCB Group Head, Compliance & Ethics and giving recommendations for improvements.

  • Maintaining continuous engagement with departments to carry out compliance risk monitoring, analysis and reporting on New Products, and Projects.

  • Maintain monitoring and tracking of Reputational Risk & Ethics Incidents and Facilitate training.

  • Review industry rules and regulations ensuring Capital Market Authority, Nairobi Securities Exchange & Central Depository Settlement Corporation regulatory requirements are compiled with and/or operationalized in the business.

  • Continuously monitor changes in the regulatory framework and ensure that contractual documents, policies and procedures are up to date and comply with those changes/ reviews.

  • Monitor all Advisory, Brokerage and Wealth Management transactions and advise on their potential adverse implications for KCB Investment Bank while ensuring the implementation of mitigating strategies.

  • Continuously review and confirm that all Risks (Credit, Market, Legal and Operational Risks) affecting the Business have been identified, assessed and controlled.

  • Monitor and ensure compliance with all regulatory
    and obligatory reporting requirements within the stipulated timelines.

  • Monitor the Unit’s Risk Register & KRIs; calculation of Risk Based Capital as per CMA requirements.

    Qualifications/Requirements

  • Business related degree from an institution recognized by Commission for Higher Education.

  • Professional qualification in ACCA / CPA (K) / CFA / AKIB or MBA is an added advantage.

  • Minimum of 4 years’ experience in Financial Services Industry; 3 years’ of which must have been in compliance, monitoring & reporting as per CMA, NSE & CDSC regulatory requirements.

  • Appreciation of Risk Management with thorough knowledge of Advisory, Brokerage, Wealth Management / Investment Banking products & services; internal controls, operations and regulatory environment

  • Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.

  • Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.

  • Assertive, self-motivated with desire to succeed in a fast-paced financial services environment.

    How to Apply

    For more information and job application details, see; KCB Bank Compliance Manager Jobs in Kenya

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