Capital Markets Authority Senior Officer Enforcement (Litigation) Jobs in Kenya
Capital Markets Authority Senior Officer Enforcement (Litigation) Jobs in Kenya
Job PurposeReporting to the Manager Enforcement, the Senior Enforcement Officer will be responsible for review, assessment, and analysis of reports with enforcement recommendations with respect
to regulatory breaches and recommending appropriate actions, representing the Authority in
litigation cases relating to matters under investigation and enforcement and/or providing
required information to compile pleadings on behalf of the Authority in such cases. This is a
position under permanent and pensionable terms of service.
Job ResponsibilitiesImplementing enforcement programs, systems, manuals and procedures;
Reviewing enforcement recommendations, preparing opinions and making appropriate
recommendations;
Planning, and coordinating the preparation and review of documentation for the prosecution and defence of cases with respect to regulatory breaches;
Representing the Authority in hearings in courts, tribunals and other fora;
Identifying and preparing witnesses to testify on behalf of the Authority in hearings;
Implementing capital market intelligence gathering frameworks for the Unit;
Providing timely feedback to various parties in enforcement matters;
Preparing periodic enforcement reports to internal and external stakeholders as may be
required;
Conducting legal research to inform enforcement strategies; and
Ensuring maintenance of a records management system for all investigation matters.
Minimum Requirements
Bachelors Degree
in Law;
Admission as an Advocate of the High Court of Kenya and member of the Law Society
of Kenya;
At least four (4) years related work experience;
A supervisory course lasting not less than two (2) weeks is an added advantage; and
Member of professional body in good standing where applicable.
Key skills, Knowledge & Competencies
Understanding of investigations and enforcement of capital markets operations as well as financial sector operations;
Understanding of the Kenyan legislative and judicial system;
Report writing skills;
Professional skepticism;
Legal Analysis;
Negotiation skills and dispute resolution; and
Ability to maintain high standards of integrity; establish straightforward, productive
relationships.
How to Apply
For more information and job application details, see; Capital Markets Authority Senior Officer Enforcement (Litigation) Jobs in Kenya
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